IT’S inexplicable: people seem to like some rectangles more than others. Present them with a range of choices, from fat and square to long and thin, and they will pick out as most “pleasing” the rectangle with side lengths closest to a particular ratio.
This number – known as the golden ratio, or phi – has been celebrated as a fundamental of aesthetics and is believed to have been used all over the place, from Greek architecture to the framing of the Mona Lisa’s face. But phi crops up in the sciences too. And its latest appearance, in the properties of some particularly weird metals, has recently been published in Physical Review B, a journal of solid-state physics not noted for its contribution to art history.
Indeed, the art world has long been losing its traditional grip on phi. We now know that the golden ratio crops up in the arrangement of leaves on plant stems, the shape of a sunflower’s seed head and a seashell’s spiral, and even the properties of spinning black holes. It’s simply everywhere in our Universe. What we don’t know is why.
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The golden ratio was first described explicitly by the Greek mathematician Euclid of Alexandria around 300 BC, although it was probably known to the followers of Pythagoras two centuries earlier. Euclid defined it in terms of a line divided into two unequal segments (see Graphic). The ratio of the longer segment to the smaller one is said to be in the golden proportion if it is equal to the ratio of the whole line to the longer segment. Numerically, the golden ratio is equal to (1 + √5)/2, or 1.6180339887….
But this mundane definition belies the ratio’s unique and surprising attributes. “It has an almost endless list of peculiar properties,” says Mario Livio, head of science at the Space Telescope Science Institute in Baltimore. For instance, you can square it simply by adding 1 and find its reciprocal simply by subtracting 1. As a result of this property, if you take a golden rectangle – one whose length and width are in the golden ratio – and snip from it a square, you are left with another golden rectangle.
Here’s another enigma. Choose any two numbers and form a third number by adding the first and second. Then form a fourth by adding the the third and the second, a fifth by adding the third and the fourth, and so on. For example, if you started with 7 and 11, you’ll get 7, 11, 18, 29, 47, 76…. Once you have about 20 numbers, divide the 20th by the 19th, and you’ll find the answer is almost exactly equal to the golden ratio.
You may recognise the connection here with the mathematical Fibonacci sequence of numbers. It begins 1, 1, 2, 3… and generates each new term by adding the preceding two. The sequence describes the proportions of a seashell’s spiral and the arrangement of seeds on a sunflower head.
Phi owes its favour with artists and architects to an Italian Franciscan friar and mathematician Luca Pacioli. In the 15th century Pacioli published a three-volume treatise called The Divine Proportion, a tract on religion, philosophy and aesthetics. He used the fact that the digits in the golden ratio’s decimal expansion never repeat as an analogy for the incomprehensibility of God. “The book is crucial,” says Livio. “It brought the golden ratio to the attention of the wider world of artists, musicians and architects.”
Since Pacioli’s time, numerous painters, builders and musicians have used the golden ratio explicitly in their work. Some of the most prominent examples include the composers Debussy and possibly Bartók, and the architect Le Corbusier. But phi’s hold on the artistic world may not be as strong as once thought.
For a start, the argument that phi is the most aesthetic proportion seems to be something of a myth. “There is no conclusive scientific proof that the human mind reacts in any special way to shapes in the golden proportion,” says Livio. He has even dared to throw cold water on claims that Leonardo da Vinci painted the face of the Mona Lisa to fit inside a golden rectangle. Although da Vinci was a friend of Pacioli’s and would certainly have been aware of the golden ratio, whether he actually used it is open to question. “It all depends on where you draw the rectangle, and that’s not at all clear,” Livio says.
George Markowsky, a mathematician at the University of Maine in Orono, reckons the claims that the Egyptians used the golden ratio in the construction of the Great Pyramid of Cheops, and that the Greeks used it in the construction of the Parthenon, are more fantasy than fact. “I heard the claims about the golden ratio being used in the Parthenon and so on, but nobody would say exactly where,” he says. When he studied the measurements, Markowsky found no support for any of the claims. “Much of what is said about the golden ratio in art, architecture and literature is seriously misleading,” he concludes.
However, there’s no doubt that the golden ratio does appear in nature and science – and in the most surprising places. Take phyllotaxis, for example, the arrangement of leaves on a vertical plant stem. As each new leaf grows, it radiates out from the stem offset at an angle to the one immediately below. Remarkably, the most common offset angle turns out to be 137.5°, which is exactly what you get when you divide 360° into two angles in the golden ratio: 137.5° and 222.5°.
But why should this “golden angle” crop up in phyllotaxis? It’s all to do with efficiency. Each new leaf at the top of the stem must collect sunlight without throwing the leaves below it into too much shadow. So ideally, a plant must arrange its leaves in such a way that as many as possible can spiral around the stem before a new leaf sprouts immediately above a lower one and obscures its light.
If the leaves were offset by 120°, say, then looking at the plant from above you’d see all the leaves line up in three neat columns with big gaps between these columns. If the angle between them were 50° there’d be more than three columns, but there would still be gaps and, after a fairly small number of leaves up the stem, there’d be a leaf directly over one below it. But with an offset of 137.5°, the plant minimises the gaps and maximises the number of leaves that it can sprout without compromising its light-gathering efficiency.
The golden ratio also crops up in some of the toughest areas of science. Consider the growth of “quasicrystals”, crystals that are not truly regular but which have fivefold symmetry so that they look the same when rotated by a fifth of a full turn. Since their discovery in 1984, many researchers have begun to grow them and examine their strange properties.
Tanhong Cai at the Brookhaven National Laboratory in New York state has studied high-magnification images of the surfaces of two such crystals – an aluminium-copper-iron alloy and an aluminium-palladium-manganese alloy. They reveal flat terraces punctuated by abrupt vertical steps. The steps come in two predominant sizes. And the ratio of the two step heights? You’ve guessed it. This latest manifestation of the golden ratio was found only this year.
But phi isn’t restricted to Earth-based phenomena. The golden ratio is even out there in black holes. In 1989, Paul Davies of the University of Adelaide discovered that the thermodynamics of rotating black holes is inextricably linked with phi.
Most things have a positive “specific heat”: they get colder as they release energy. But a rotating black hole can have a negative specific heat, so it gets hotter as it releases energy. The properties that determine whether the black hole’s specific heat is positive or negative are its mass and its speed of rotation, characterised by a “spin parameter”. Davies discovered that a rotating black hole flips from a negative to a positive specific heat when the square of its mass divided by the square of its spin parameter is equal to the golden ratio.
Why should the golden ratio be associated with black holes? “It’s a complete enigma,” says Livio. “There may be a deep reason or it may be just coincidence.”
Markowsky argues for the latter answer, and is not impressed by the notion that there is some deep “cosmic plan” behind the ubiquity of the golden ratio. It is an interesting number, he admits, but so are many other numbers. “I am all for people showing interesting uses that it has, just as I like &pgr;, e, 0, 1 and so on. But I don’t have much sympathy with making a cult of the number and somehow claiming that it is more significant than any other.”
Nevertheless, Livio thinks the golden ratio’s scientific odyssey is only just beginning. Even if its artistic heritage crumbles in their hands, scientists will find the golden ratio in many more places – it appears to rule the Universe.
- The Golden Ratio by Mario Livio, Headline (2002) “Misconceptions about the golden ratio” by George Markowsky ()
- “An STM study of the atomic structure of the icosahedral Al-Cu-Fe fivefold surface” by T. Cai and others, Physical Review B, vol 65, p 140202 (2002)